About
EPS offer unique paraplanning solutions with an emphasis on compliance. We also provide other services, such as Practice Management, Staff compliance training and Compliance file checks with on-site visits available.
About
EPS offer unique paraplanning solutions with an emphasis on compliance. We also provide other services, such as Practice Management, Staff compliance training and Compliance file checks with on-site visits available.
Executive Paraplanning & Services was established in 2014 with a vision of meeting the needs of financial advisers and dealer groups throughout Australia who require Paraplanning and Compliance support.
We offer a unique solution by offering a paraplanning service with an emphasis on compliance. We are mindful of the burden on financial advisers and practices and our aim is to provide you with an easy to use paraplanning services, that is there to support you and your business.
Our team members include ex-auditors, advisers, financial planning staff who have a wealth of industry knowledge, expertise and experience surrounding regulatory compliance requirements and we ensure all work that we undertake is completed to the entire satisfaction of the client.
Our services can be tailored to meet the individual needs of the adviser and each document that we produce is quality checked for audit purposes and dispatched within the timeframe agreed upon.
The Financial Planning Industry is heavily regulated, and we believe the services we offer will significantly assist the needs of advisers to meet their compliance obligations when giving advice.
In summary, we provide reliable, professional, friendly paraplanning & services with an emphasis on compliance.
OUR MISSION STATEMENT:
At Executive Paraplanning & Services we endeavour to provide our clients with quality documents and professional services, at an affordable price.
With an emphasis on compliance, each document is prepared and completed in Australia.
“Ricki-Lee from Executive Paraplanning & Services was recommended to my Company from a business colleague back in 2017.
Over this time, we have found Ricki-Lee to be an integral component of our business operations, whilst always providing the highest levels of service in a timely manner.
We have happily provided her details to other financial entities and will continue to do so.”
Ricki-Lee Rundle
Executive Paraplanning & Services Partner
Ricki-Lee Rundle
Executive Paraplanning & Services Partner
With 29 years of working in the Financial Services Industry, 20 years specifically relating to the area of Financial Planning, Ricki-Lee has gained accreditations in ADFS & SMSF.
Ricki-Lee’s career has enabled her to develop a diverse range of skills in Business Administration, Practice Support, Advice Assurance and Compliance.
Prior to joining Executive Paraplanning & Services Ricki-Lee spent 8 years specialising in the area of compliance where she worked closely with key stakeholders. Her role included presenting at Professional Development / Conferences, the auditing of adviser client files and providing training to advisers and their staff on compliance processes.
“I have a passion for Financial Planning, with the view of clients receiving Quality Advice and the right solution. My vision involves Advisers being able to do their job, with the assistance of our services allowing them to provide Quality Advice in a complaint manner.”
In July 2015 Ricki-Lee resigned from her position with ANZ Global Wealth to become a partner with Executive Paraplanning & Services. (EP&S)